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Prudential reporting for investment firms with IFD / IFR

Investment firms

Supporting investment firms, brokers and traders in their regulatory processes

Preparing for IFR/IFD and IFPR

In the light of the Investment Firms Regulation (IFR) and the Investment Firms Directive (IFD), investment firms need to comply with the requirements in this new prudential regime from June 2021. For the UK, investment firms need to comply with similar requirements imposed by the FCA. This prudential framework goes into effect in January 2022. This shift in reporting comes with real challenges in reporting requirements, risk calculations and IT infrastructure.

b.fine assists investment firms (IFs) and brokerage firms in becoming compliant, implements the adapted technology and supports clients in managing the regulatory reporting chain.

Learn more about our expertise in our use case on investment firms.

brx regulatory reporting platform

The right technology for IFR/IFD compliance

Understand the new requirements and ensure you’re always compliant with them, thanks to b.rx: the cloud-based, all-in-one, user-friendly, secure reporting platform that supports your regulatory reporting. Stay focused on your core business and let b.rx do the reporting work.

Our IF & brokerage customers

Recent posts on investment firms

EBA harmonises the supervisory review and evaluation process of investment firms

The EBA and the ESMA have published the final Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) for investment firms. The EBA published also the final draft RTS on Pillar 2 add-ons for investment firms. … Read More

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IF classification

Is your firm a class 1, class 2 or class 3 IF? Take the test

Do you know which class your firm belongs to? While preparing for the new European Investment Firms Regulation & Directive, every firm needs to determine the class to which they belong. … Read More

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EBA publishing paper on RTS on disclosure of investment policy by IFs.

EBA publishing paper on disclosure of investment policy by IFs

The EBA published a new consultation paper on draft regulatory technical standards on the disclosure of investment firms’ policies regarding their voting rights. … Read More

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